Mara London
Chief Compliance Officer
Solution-Driven Compliance Director with extensive experience advising global leaders, including Revolut, FINRA, Refinitiv, Deutsche Bank, and LPL Financial, on regulatory compliance and firm development. Renowned for building robust compliance programs that ensure regulatory adherence and mitigate risk. Possesses a comprehensive understanding of financial industry products and regulatory requirements, enabling proactive risk management and trend identification. Motivational leader and trainer with a proven track record of managing staff development programs across multiple locations, ensuring seamless implementation of firm-wide initiatives and compliance requirements. Problem-solver skilled in collaboration across organizations to tackle complex challenges and deliver creative, effective solutions. Holds Series 7, 9, 10, 14, 24, and 63 licenses, as well as Certified Fraud Examiner (CFE) and Certified Anti-Money Laundering Specialist (CAMS) certifications.